SNI Financial has partnered with a prestigious investment firm in search of a Regulatory Compliance Manager to join it’s growing team. The ideal candidate will have an finance or accounting degree with at least 4+ years of regulatory compliance experience within the financial services industry. Ideal candidates will come from an investment management firms. This position will serve as a key point of contact for the firm with high visibility to the firm’s Senior Officers. Our client offers an attractive hybrid schedule (very flexible!), generous PTO and generous bonuses for high performers. The position will help ensure the firm’s compliance with laws and regulations related to the firm’s investment activities. If you are interested and qualified, please email your resume to Emily Rogers at
erogers@snifinancial.com.
